因子收益率

符号

中文名称

英文名称

计算说明

超参数

进度

market_premium_returns

市场资产组合收益率

Return of the market portfolio

见原始paper和我们的专题计算说明

N/A

SMB_3

(FF3因子模型)市值因子收益率

SMB stands for returns from “Small [market capitalization] Minus Big”

见原始paper和我们的专题计算说明

N/A

HML_3

(FF3因子模型)账面市值比因子收益率

HML for returns from “High [book-to-market ratio] Minus Low”

见原始paper和我们的专题计算说明

N/A

SMB_5

(FF3因子模型)市值因子收益率

Same as above

见原始paper和我们的专题计算说明

N/A

HML_5

(FF5因子模型)账面市值比因子收益率

Same as above

见原始paper和我们的专题计算说明

N/A

SMB_book_to_market

(FF5因子模型)市值因子收益率(账面市值比)

Same as above

见原始paper和我们的专题计算说明

N/A

SMB_operating_profit_ratio

(FF5因子模型)市值因子收益率(营业利润率)

Same as above

见原始paper和我们的专题计算说明

N/A

SMB_investment_ratio

(FF5因子模型)市值因子收益率(总资产)

Same as above

见原始paper和我们的专题计算说明

N/A

CMA_5

(FF5因子模型)投资因子收益率

CMA_5 stands for returns from “Conservative [invesetment ratio] Minus Aggressive”

见原始paper和我们的专题计算说明

N/A

RMW_5

(FF5因子模型)盈利因子收益率

RMW_5 stands for returns from “Robust [operating profit retio] Minus weak”

见原始paper和我们的专题计算说明

N/A

SIZE

(BARRA因子模型)市值因子收益率

Size factor returns

Natural log of market cap

N/A

BETA

(BARRA因子模型)贝塔因子收益率

Beta factor returns

The time-series regression of excess stock returns against the cap-weighted estimation universe

N/A

MOMENTUM

(BARRA因子模型)动量因子收益率

Momentum factor returns

The sum of excess log returns over the trailling 504 trading days with a lag of 21 trading days

N/A

RESVOL

(BARRA因子模型)残差波动因子收益率

Residual volatility factor returns

0.74(Daily standard deviation) + 0.16(Cumulative range) + 0.10*(Historical sigma)

N/A

EARNYILD

(BARRA因子模型)盈利预期因子收益率

Earning yield factor returns

0.68(Analyst predicted earnings-to-price)+0.11(Trailing earnings-to-price ratio)+0.21(Cash earnings-to-price ratio)

N/A

GROWTH

(BARRA因子模型)成长因子收益率

Growth factor returns

0.47(Sales growth trailing five years)+0.24(Earnings growth trailing five years)+0.18(Long-term predicted earnings growth)+0.11(Short-term predicted earnings growth)

N/A

BTOP

(BARRA因子模型)账面市值比因子收益率

Book-to-Price factor returns

Last reported book value of common equity divided by current market capitalization

N/A

LEVERAGE

(BARRA因子模型)杠杆因子收益率

Leverage factor returns

0.38(Market leverage)+0.35(Debt-to-assets)+0.27(Book leverage)

N/A

LIQUIDTY

(BARRA因子模型)流动性因子收益率

Liquidity factor returns

0.35(Share turnover one month)+0.35(Average share turnover trailing 3 months)+0.3(Average share turnover trailing 12 months

N/A

SIZENL

(BARRA因子模型)非线性市值因子收益率

Non-linear size factor returns

The standardized Size exposure is cubed. The resulting factor is then orthogonalized to the Size factor on a regression-weighted basis. The factor is winsorized and standardized

N/A

ENERGY

(BARRA因子模型)能源行业因子收益率

Energy industry factor returns

N/A

CHEM

(BARRA因子模型)化学制品行业因子收益率

Chemicals industry factor returns

N/A

CONMAT

(BARRA因子模型)建筑材料行业因子收益率

Construction materials industry factor returns

N/A

MTLMIN

(BARRA因子模型)金属与采矿行业因子收益率

Diversified metals industry factor returns

N/A

MATERIAL

(BARRA因子模型)容器与包装、纸产品与林产品

Materials industry factor returns

N/A

AERODEF

(BARRA因子模型)航空航天与国防行业因子收益率

Aerospace and defense industry factor returns

N/A

BLDPROD

(BARRA因子模型)建筑产品行业因子收益率

Building products industry factor returns

N/A

CNSTENG

(BARRA因子模型)建筑与工程行业因子收益率

Construction and engineering industry factor returns

N/A

ELECEQP

(BARRA因子模型)电气设备行业因子收益率

Electrical equipment industry factor returns

N/A

INDCONG

(BARRA因子模型)工业集团企业行业因子收益率

Industrial conglomerates industry factor returns

N/A

MACH

(BARRA因子模型)机器制造行业因子收益率

Industrial machinerys industry factor returns

N/A

TRDDIST

(BARRA因子模型)贸易公司与经销商行业因子收益率

Trading companies and distributors industry factor returns

N/A

COMSERV

(BARRA因子模型)商品服务与供应品行业因子收益率

Commercial and professional services industry factor returns

N/A

AIRLINE

(BARRA因子模型)航空货运与物流、航空公司行业因子收益率

Airlines industry factor returns

N/A

MARINE

(BARRA因子模型)海运行业因子收益率

Marine industry factor returns

N/A

RDRLTRAN

(BARRA因子模型)公路与铁路、交通基本设施行业因子收益率

Road rail and transportation infrastructure industry factor returns

N/A

AUTO

(BARRA因子模型)汽车与零部件行业因子收益率

Automobiles and components industry factor returns

N/A

HOUSEDUR

(BARRA因子模型)家庭耐用消费品行业因子收益率

Household durables (non-Homebuilding) industry factor returns

N/A

LEISLUX

(BARRA因子模型)休闲设备与用品、纺织品、服装与奢侈品行业因子收益率

Leisure products textiles apparel and luxury industry factor returns

N/A

CONSSERV

(BARRA因子模型)消费者服务行业因子收益率

Hotels restaurants and leisure industry factor returns

N/A

MEDIA

(BARRA因子模型)媒体行业因子收益率

Media industry factor returns

N/A

RETAIL

(BARRA因子模型)零售业行业因子收益率

Retail industry factor returns

N/A

PERSPRD

(BARRA因子模型)食品与主要用品零售、家庭与个人用品行业因子收益率

Food staples retail household personal prod industry factor returns

N/A

BEV

(BARRA因子模型)饮料行业因子收益率

Beverages industry factor returns

N/A

FOODPROD

(BARRA因子模型)食品行业因子收益率

Food products industry factor returns

N/A

HEALTH

(BARRA因子模型)医疗保健行业因子收益率

Health industry factor returns

N/A

BANKS

(BARRA因子模型)银行行业因子收益率

Banks industry factor returns

N/A

DVFININS

(BARRA因子模型)综合金融、保险行业因子收益率

Diversified financial services industry factor returns

N/A

REALEST

(BARRA因子模型)房地产行业因子收益率

Real estate industry factor returns

N/A

SOFTWARE

(BARRA因子模型)软件与服务行业因子收益率

Software industry factor returns

N/A

HDWRSEMI

(BARRA因子模型)技术硬件与设备、扁导体与扁导体生产设备、电信业务行业因子收益率

Hardware and semiconductors industry factor returns

N/A

UTILITIE

(BARRA因子模型)公用事业行业因子收益率

Utilities industry factor returns

N/A

COUNTRY

(BARRA因子模型)国家因子收益率

Country factor returns

N/A